Lex Mundus & Cencla

SAMPLE PRECEDENTS FOR CONVERTING LITIGATION TO ARBITRATION

Below are three professionally drafted legal templates for shifting a commercial dispute from litigation to arbitration under the ADR Act, 2010 (Act 798) and the Accra Arbitration Rules 2025.

📄 1. MODEL SUBMISSION AGREEMENT

(Post-dispute arbitration agreement for converting litigation to arbitration)

SUBMISSION AGREEMENT TO ARBITRATION
(UNDER THE ACCRA INTERNATIONAL ARBITRATION AND MEDIATION RULES 2025)

This Submission Agreement (“Agreement”) is made this _ day of ________ 20___

BETWEEN:

1.⁠ ⁠[CLAIMANT NAME], of [Address] (hereinafter referred to as “the Claimant”)

AND

2.⁠ ⁠[RESPONDENT NAME], of [Address] (hereinafter referred to as “the Respondent”)

1.⁠ ⁠BACKGROUND

1.1 A dispute has arisen between the Parties in relation to:
[Brief description of dispute]

1.2 The dispute is currently the subject of proceedings in:
[Name of Court, Suit No.]

1.3 The Parties have agreed to submit the dispute to arbitration in accordance with:

•⁠ ⁠The Alternative Dispute Resolution Act, 2010 (Act 798); and
•⁠ ⁠The Accra International Arbitration and Mediation Rules 2025.

2.⁠ ⁠AGREEMENT TO ARBITRATE

2.1 The Parties hereby agree to submit the dispute described above to arbitration.

2.2 This Agreement constitutes a valid arbitration agreement within the meaning of section 2 of Act 798.

2.3 The arbitration shall be conducted under the Accra Arbitration Rules in accordance with Rule 3(1) (agreement after dispute has arisen).

3.⁠ ⁠SCOPE OF DISPUTE

The arbitration shall cover:

•⁠ ⁠All claims in the pending court proceedings; and
•⁠ ⁠Any counterclaims or related disputes arising from the same transaction.

4.⁠ ⁠SEAT AND LANGUAGE

4.1 The seat of arbitration shall be: Accra, Ghana (unless otherwise agreed).
4.2 The language of arbitration shall be: English.

5.⁠ ⁠ARBITRAL TRIBUNAL

5.1 The tribunal shall consist of:
☐ One arbitrator
☐ Three arbitrators

5.2 Appointment shall be in accordance with Rule 7 of the Accra Arbitration Rules.

6.⁠ ⁠STAY OR DISCONTINUANCE OF COURT PROCEEDINGS

6.1 The Parties shall jointly apply to the court to:

•⁠ ⁠Stay proceedings under section 6 of Act 798, OR
•⁠ ⁠Refer the matter to arbitration under section 7 of Act 798

6.2 The Parties agree not to take further steps in the court proceedings except for enforcement or supportive measures.

7.⁠ ⁠INTERIM MEASURES

7.1 Any existing court orders shall remain in force unless varied.
7.2 The Parties may seek interim relief under:

•⁠ ⁠Rule 27 (Tribunal powers)
•⁠ ⁠Rule 28 (Emergency Arbitrator)

8.⁠ ⁠CONFIDENTIALITY

The arbitration proceedings shall be confidential unless otherwise agreed.

9.⁠ ⁠FINALITY

The arbitral award shall be final and binding in accordance with:

•⁠ ⁠Act 798
•⁠ ⁠Rule 29 of the Accra Arbitration Rules

10.⁠ ⁠GOVERNING LAW

This Agreement shall be governed by the laws of Ghana.

SIGNED:

[Claimant]

[Respondent]

📄 2. COURT APPLICATION FOR STAY / REFERRAL

(High Court application to move dispute to arbitration)

IN THE HIGH COURT OF JUSTICE
(COMMERCIAL DIVISION)
HOLDEN AT [ACCRA/KUMASI/etc.]

SUIT NO: _________

BETWEEN:

[CLAIMANT NAME]

•⁠ ⁠Plaintiff

AND

[RESPONDENT NAME]

•⁠ ⁠Defendant

MOTION ON NOTICE

BROUGHT PURSUANT TO:

•⁠ ⁠Sections 6 and/or 7 of the Alternative Dispute Resolution Act, 2010 (Act 798)
•⁠ ⁠Order [relevant provision] of C.I. 47
•⁠ ⁠The inherent jurisdiction of the Court

TAKE NOTICE that this Honourable Court will be moved on the _ day of _____ 20___ at _ o’clock in the forenoon or so soon thereafter as Counsel may be heard for an Order:

1.⁠ ⁠Staying proceedings in this suit and referring the dispute to arbitration;
OR
2.⁠ ⁠Referring the matter to arbitration by consent of the parties;
3.⁠ ⁠Any further orders as the Court deems fit.

GROUNDS FOR THE APPLICATION

1.⁠ ⁠The parties have entered into a valid arbitration agreement dated _.

2.⁠ ⁠The agreement complies with section 2 of Act 798.

3.⁠ ⁠The dispute falls within the scope of the arbitration agreement.

4.⁠ ⁠The parties have agreed to submit the dispute to arbitration under the Accra Arbitration Rules.

5.⁠ ⁠It is in the interest of justice and efficient dispute resolution to refer the matter to arbitration.

AFFIDAVIT IN SUPPORT

I, [Name], of [Address], make oath and say:

1.⁠ ⁠That I am [position] of the Applicant.
2.⁠ ⁠That a dispute exists between the parties as described in the Statement of Claim.
3.⁠ ⁠That the parties have executed a Submission Agreement dated _ agreeing to arbitration.
4.⁠ ⁠That the arbitration is to be conducted under the Accra Arbitration Rules 2025.
5.⁠ ⁠That it is just and equitable that this matter be referred to arbitration.

SWORN at [Location]
This _ day of ____ 20___

Deponent

Before me:

Commissioner for Oaths

📄 3. PRACTITIONER CHECKLIST

(Law firm workflow for converting litigation to arbitration)

PRACTITIONER CHECKLIST: CONVERTING LITIGATION TO ARBITRATION (GHANA)

PHASE 1: LEGAL ASSESSMENT

☐ Confirm dispute is arbitrable (Act 798, s.1)
☐ Check for existing arbitration clause
☐ Identify stage of litigation
☐ Evaluate urgency (interim relief needs)

PHASE 2: SELECT CONVERSION PATHWAY

☐ Existing clause → Apply under s.6 Act 798
☐ No clause → Use s.7 Act 798 (consent referral)

PHASE 3: DRAFTING

☐ Prepare Submission Agreement
☐ Include:

•⁠ ⁠Scope of dispute
•⁠ ⁠Seat (Rule 18)
•⁠ ⁠Tribunal structure (Rule 7)
•⁠ ⁠Applicable rules (Rule 3)

PHASE 4: COURT PROCESS

☐ File Motion for Stay or Referral
☐ Attach:

•⁠ ⁠Arbitration agreement
•⁠ ⁠Supporting affidavit

☐ Secure court order

PHASE 5: COMMENCEMENT (ACCRA RULES)

☐ File Request for Arbitration (Rule 5)
☐ Include:

•⁠ ⁠Contract / submission agreement
•⁠ ⁠Statement of dispute
•⁠ ⁠Relief sought
•⁠ ⁠Filing fee

☐ Confirm service on respondent

PHASE 6: RESPONSE

☐ Monitor 30-day response period (Rule 6)
☐ Address:

•⁠ ⁠Counterclaims
•⁠ ⁠Arbitrator nomination

PHASE 7: TRIBUNAL FORMATION

☐ Apply Rule 7 (appointment)
☐ Consider Rule 10 (expedited formation)

PHASE 8: PROCEDURAL TRANSITION

☐ Convert court pleadings → arbitral pleadings
☐ File Statement of Case / Defence (Rule 15)

PHASE 9: INTERIM PROTECTION

☐ Consider:

•⁠ ⁠Tribunal measures (Rule 27)
•⁠ ⁠Emergency arbitrator (Rule 28)

PHASE 10: COMPLEXITY MANAGEMENT

☐ Joinder (Rule 16)
☐ Consolidation (Rule 17)

PHASE 11: HEARING & RESOLUTION

☐ Conduct proceedings (Rule 14)
☐ Consider settlement → Consent Award (Rule 29)
☐ Obtain final award

PHASE 12: ENFORCEMENT

☐ Enforce under Act 798
☐ Consider international enforcement (New York Convention)

PRACTICE NOTE

⚠️ Critical Success Factors:

•⁠ ⁠Proper drafting of submission agreement
•⁠ ⁠Early court application
•⁠ ⁠Compliance with Rule 5 requirements

⚠️ Common Pitfalls:

•⁠ ⁠Delay in invoking arbitration
•⁠ ⁠Incomplete request for arbitration
•⁠ ⁠Failure to align court and arbitral processes

END OF CHECKLIST

⚖️ FINAL NOTE

These three documents collectively provide a complete procedural toolkit for:

Lawyers

In-house counsel

Arbitrators

to convert litigation into institutional arbitration under the Accra Arbitration Rules in full compliance with Act 798.

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